A Ritual of Openness: The (Meta-)Reality of Anthony Braxton’s Ghost Trance Music

Abstract
This article takes a closer look at the Ghost Trance Music compositions of American composer Anthony Braxton. In doing so, it provides a broader view of Braxton's oeuvre as a whole and formulates some critical remarks on the canon of post-war Western art music.

Keywords: Ghost Trance Music, Anthony Braxton, open work

This article was first published in Forum + 28, no. 1 (1 February 2021): p. 48–57,https://doi.org/10.5117/FORUM2021.1.VANC.

Translated into English by the author with some valued assistance from Winnie Huang.

Introduction - A Tri-Centric Thought Unit Construct

Over the past five decades, the American composer Anthony Braxton (1945) has written a body of work that is profoundly distinct within the repertoire of post-war Western art music, not only in scope, but also in originality. His quality as a creator especially stands out due to the way in which composition and improvisation are interwoven in his work. In addition, he developed an extensive philosophical body of thought, which he describes in the three volumes of his Tri-Axium Writings and published detailed analyses of his compositions in the five-volume Composition Notes. Braxton considers this complete oeuvre as a holistic entity or construction in which everything is interconnected: a Tri-Centric Thought Unit Construct. This is not a stable construction but one that is constantly evolving, an imaginary world in constant motion. Braxton's Tri-Centric Thought Unit Construct can be seen as one big open work. This article aims to highlight certain unique aspects in Braxton's oeuvre and concurrently, critically examine the historical canon of post-war Western art music by focusing on what became the foundations of Braxton's Construct: the Ghost Trance Musics.

With Ghost Trance Music (GTM) Braxton developed a composition system that allowed for the unification of his holistic oeuvre in a structural way. With one hundred and thirty eight GTM compositions, written between 1995 and 2006, they form a significant part of his repertoire. In this article I discuss GTM's architectural structure, its ritual and ceremonial meaning and its impact on performance practice. I will also diverge from my main subject in three places, analogous to the structure of GTM itself which allows the performer to deviate from the main melody at given moments symbolized by a circle, square and triangle. I will explore the role of improvisation in Braxton's music (circle, mutable logics), give a bird's eye view on his complete Catalog of Work (square, stable logics) and finally make a connection with an existing discourse on the concept of the open work in post-war Western art music (triangle, correspondence logics).

Primary Melody 1 -  A musical superhighway

There are several ways to approach Braxton's GTM, but the most accessible method is to view it through the architectural dimension. Braxton describes it as an erector set in which the performers can shape the musical material themselves. The basic structure of GTM is simple. All GTM compositions consist of a single written melody, the primary melody, as well as so-called secondary material, which are three to four short trio compositions located at the back of the score. Concretely, a GTM performance starts from the primary melody which is played in unison and at a constant pulse. In different places, the performer can then choose to deviate from the primary melody, indicated by three symbols: a circle, a triangle or a square. Following the circle allows the performer to start improvising. The triangle provides the performer with the option to suddenly jump to the secondary material. The square refers to so-called tertiary material, allowing the performer to integrate any external composition or part from Braxton's entire catalogue of work into the performance. The primary melody can be picked up again at any time and runs like a central track throughout the performance.

In her illuminating article on GTM, Erica Dicker describes it as 'a musical super-highway - a META-ROAD - designed to put the player in the driver's seat, drawing his or her intentions into the navigation of the performance, determining the structure of the performance itself'.1  GTM can be seen as a tool which allows the performer to collectively and individually navigate their way through Braxton's musical universe. Notation and improvisation flow intuitively and seamlessly into one another and various older or newer compositions from Braxton's oeuvre can be integrated into the performance. Depending on the choices of the performer, this basic formation can quickly turn into a complex structure of musical layers each developing simultaneously. For Braxton this aspect is linked to the underlying ceremonial and ritual meaning of GTM. Before going into that, we will first look at the role of improvisation in Braxton's music. 

Mutable Logics - Language Music and Improvisation

Like many of his contemporaries, Braxton came into contact with free forms of improvisation in the 1960s. Entirely on-trend with that period, and in tune with the civil rights movement, the idea of freedom took an increasingly important place, also within music. But as a musician Braxton soon stumbled upon what he felt was a major limitation in total freedom in music. In an interview with Graham Lock he said the following:

So-called freedom has not helped us as a family, as a collective to understand responsibility better (...) so the notion of freedom that was being perpetrated in the sixties might not have been the healthiest notion. (…) I'm not opposed to the state of freedom (…) but fixed and open variables, with the fixed variables functioning from fundamental value systems – that's what freedom means to me.2

The balance between fixed and open variables has remained a constant in Braxton's composition work. To find the right balance between structure and freedom, Braxton developed his Language Music system. This is a list of twelve specific sound parameters that he used as a kind of post-serial parametric framework to structure improvisations or shape compositions (see fig. 1). Initially Braxton applied this to his Solo books, of which the double LP For Alto from 1969 is the best-known example. But soon this seemingly simple list of twelve language types grew to become the DNA of Braxton’s music, with a much wider range of associations. They formed the basis of his holistic model in which each language type is associated with one of the twelve imaginary floors of the Tri-Centric Thought Unit Construct and, in turn, with the different musical systems Braxton developed over the years. Even the twelve main characters from Braxton's Trillium operas are each associated with a specific language type. For example, GTM is part of the first floor, being long sounds, which within Trillium correspond to the character Shala (see fig. 2). 

Braxton's use of improvisation also reveals a historical tension when we place his work within the broad musical context of the second half of the twentieth century. There is a clear line that connects Braxton's use of fixed and open variables on the one hand with Charlie Parker's bebop,3 and on the other hand with the work of experimental composers like John Cage (to whom Braxton dedicated one of the works on For Alto). At first, it may seem illogical to draw a line connecting Parker and Cage. However, in his essay 'Improvised Music after 1950: Afrological and Eurological Perspectives', composer George E. Lewis argues that this is in fact historically justifiable. He quotes from Braxton’s Tri-Axium Writings to clarify the issue: "Both aleatory and indeterminism are words which have been coined (...) to bypass the word improvisation and as such the influence of non-white sensibility".4 

Lewis suggests a direct link between the innovations of bebop that developed in New York City in the 1940s, and the integration of open and free elements in the works of composers from the New York School some eight to ten years later (John Cage, Morton Feldman, Earl Brown, ...). The latter, however, clearly placed their work within a Eurocentric tradition of Western art music. Lewis argues that these composers consciously or unconsciously set themselves off against the radical developments within black American music of the 1940s and 1950s in order to be able to justify the reintegration of spontaneity and freedom in their compositions within a Eurological perspective.5 Following Lewis’s argument I would suggest that the impact of this can still be seen in the prevailing perception on the works of a composer like Braxton. The innovations in his work, more specifically around compositional structure and its relation to improvisation and notions of freedom, are still often misrepresented and invariably fall outside the dominant paradigms of post-war Western art music. 

Primary Melody 2 -  The Ghost Dance

In the early 90s, Anthony Braxton attended several classes on Native American music at Wesleyan University where he taught. More specifically the post-colonial ritual of the late nineteenth century Ghost Dance, in which different indigenous tribes came together to make contact with their eradicated ancestors in hour-long circle dances or Ghost Dances. These experiences had a great impact on Braxton and were an important inspiration for what would become Ghost Trance Music. According to Dicker:

The Ghost Dance ritual provided Braxton with a vital structural model and affirmed his own ideas regarding human interconnection and ritual practices. GTM emulates the ceremonial and social aspects of the Ghost Dance and serves two purposes. The first is transcendental: GTM parts the curtain between Braxton’s past and current work, unifying it in the same “time-space.” GTM is also an arena in which Braxton helps curate intuitive experiences for both performers and listeners.6

These ritual aspects form a vital part of GTM. They appear in their most literal form in the primary melody of early GTM compositions, also called first species GTM (1995-1998). Here the primary melody consists of a continuous series of notes without any rhythmic variation. The melody is played in unison within a regular pulse resembling a trance beat which seemingly continues without end. Braxton quickly started to expand on these first GTM compositions and developed additional types or species of GTM. In second species GTM (1998-2001) he introduced small rhythmic interruptions in the primary melody, which he then extended to complex rhythmic variations in third species GTM (2001-2004) where the regular pulse increasingly disappeared into the background and additional graphic elements were introduced in the score. This culminated in Accelerator Whip GTM (2004-2006) in which the rhythmic complexity took on extreme forms, graphic interruptions became more elaborate and an additional color code was introduced in the primary melody (see fig. 3).

The reference to trance music in these later GTM compositions is less obviously audible in the primary melody itself, but the ritual and ceremonial aspect is still an essential part of it. Unlike a traditional 32-bar melody, the primary melody in GTM is continuous without a clear beginning or end. It is a melody that does not provide a structural hold, but rather functions as a starting point or tool for the performer to make his or her own choices.7 In order to use the primary melody as a tool, it is important for the performer to correctly understand the role of notation in Braxton's work. In his Tri-Axium Writings Braxton argued that notation has a different function in black creative music than in Western classical music. It is not only a means to create an exact reproduction of a musical work, but it also has a 'ritual consideration'. According to Braxton, notation can be a stable factor that bridges the gap between the present and the past, but it can also be a generating factor with which new material can be developed.8 

In the context of GTM, Braxton’s use of notation has a 'ritual consideration', so there is a loss of meaning in spending hours practicing the complex rhythmic passages in, for example, Accelerator Whip GTM compositions. In Braxton's music, interpretation always takes precedence over precision, by which he encourages the importance of agency within the performer. In other words, the notated music is never separate from improvisation and intuition. It is about how one, as a performer, both as an individual and as a collective, approaches and handles the material. I will explain the practical implications of this further on, but first we will take a broader view of Braxton's oeuvre as a whole. 

 Stable Logics - Tertiary Material

In order to provide a broader historical context on GTM and simultaneously present a clearer picture on Braxton's ambitions as a composer, it makes sense to take a bird's eye view on his extensive oeuvre here. It is not my intention to give a complete overview, but to highlight some specific parts that occupy a central place in his Catalog of Works.9  

As mentioned earlier, Braxton developed his system of Language Music in the sixties as a basis for composing his various Solo books. In addition, Braxton's various Collections of short compositions for the creative ensemble, often referred to as the Quartet books, also occupy a prominent place in his oeuvre. These compositions formed the basic repertoire of the various quartet formations with which he toured regularly until the early 90s. Both the Solo and Quartet books were important experimental platforms for Braxton to develop and immediately put into practice his different music systems.

As early as the 1960s Braxton experimented with various repetitive systems that he applied in his solos and quartet formations. Contrary to the strict minimalism of composers such as Glass and Reich, with whom Braxton was familiar, various improvisational elements were applied in his repetitive structures. An example of this are the so-called Kelvin compositions, in which a short rhythmic melody is repeated, but the pitches can be improvised (compositions 6F, 40O, ...). From the 70s, Braxton and his quartet had started to connect the different compositions by means of improvisations in long continuous suites, a way of working which he called co-ordinate music. In the 80s he went a step further allowing for different compositions to be played simultaneously, a process he titled collage music. For this he developed his pulse track compositions, specifically written to be added as an extra layer to an existing composition.

In his 1988 essay Introduction to Catalog of Works Braxton declared all his compositions to be connected to each other and part of a larger whole. Concretely he stated that all his compositions can be performed simultaneously, or parts of existing compositions are permitted to be integrated within another “host” composition. The individual parts are autonomous and may be performed by any instrument or ensemble. Also, all tempi and dynamic markings are relative and adjustable by the performer according to the context.10 

During mid 90s Braxton suddenly came up with a whole new system: Ghost Trance Music. Although initially seen as a radical break from his quartet period, it is a logical evolution within Braxton's philosophy of a holistic body of work. GTM is the system that converts his ideas into practice and allows the necessary connections to realize the unification of his oeuvre. Braxton wrote his last GTM compositions in 2006, but since then has developed several other systems that approach this process of unification in different ways, such as Falling River Music, Diamond Curtain Wall Music, Echo Echo Mirror House Music and ZIM Music. These works are each associated with a specific Language Type and are thus given a specific place within Braxton's Tri-Centric Though Unit Construct (see fig. 2).

Like many of his African American contemporaries, Braxton could rarely rely on institutional support from the government, universities, or private foundations for his compositional work throughout his career. Although he always avoided the term "jazz" to describe his music, he was forced to realize his work on the jazz circuit and in the commercial sector.11 Consequently, an often overlooked part of Braxton’s Catalog of Works are his large-scale works. The best-known examples are composition No. 19 for one hundred tubas and composition No. 82 for four orchestras. Braxton's most ambitious project is the Trillium opera cycle, consisting of 36 single acts which can be bundled into twelve operas. Braxton has been working continuously on Trillium since the 1980s. This enormous work in progress incorporates almost all elements of his Tri-Centric system: they are the culmination of his Ritual and Ceremonial Musics, his philosophical concepts from the Tri-Axium Writings are interwoven in the libretto and as previously mentioned, the twelve main characters are each linked to one of the twelve stages of the Language Music system.

Although the influence of European composers such as Stockhausen and, in the case of Trillium, Wagner are clearly present in these large-scale works, another reality also plays a paramount function. In her dissertation on Trillium, Katherine Young points to the role of a 'politics of scale' in Braxton's work. The large scale of these works not only generate more volume, but also more noise:

(...) the historical-social context in which the music—the physical sonic power, the noise—is produced does matter. Or, more specific to Braxton’s Trillium opera complex, the volume of sound produced by a Black American opera composer matters. Certainly, the radical, disruptive force that the noise (“screaming, wailing, honking, repetition, and so forth”) of 1960s free jazz imparted to Black radical politics mattered. (…) Thus, Braxton’s politics of scale, his politics of volume and noise, emerges in relation to the music of Black American radicals.12

Braxton's final goal for the Trillium cycle is a twelve-day festival for world culture, in which each day a different part of the cycle is performed. To better understand Braxton's motivation for these large-scale projects, Young refers to Graham Lock who, in his book Bluetopia, links Braxton's seemingly impossible ambitions to a well-known quote from Sun Ra: ‘The impossible attracts me because everything possible has been done and the world didn't change’.13 

Primary Melody 3 - A trans-idiomatic and multi-hierarchical performance practice

Braxton never described his music as a rejection of existing traditions or styles. His Tri-Centric model never fixes itself on one specific musical idiom but is instead open to a plurality of musical practices. Trans-idiomatic is the term Braxton uses in this context. With GTM Braxton created a musical arena or event-space within which such a trans-idiomatic performance practice can be fully explored. In other words, GTM is a unique platform for musicians to come together from a variety of backgrounds, where each individual's input determines the course and the common experience of the performance.

Another term Braxton regularly uses is multi-hierarchical, which refers to how decisions in his music can always be made on different levels, undermining the traditional hierarchy between composer, score, conductor and performer. With GTM this becomes very apparent. There is usually one leader who indicates a limited number of general cues to the group as a whole. Several subgroups can be assigned to make their own decisions, for example to play one of the secondary or tertiary compositions or diverge to Language Music improvisation. Also, on the individual level, each performer is free to make their own choices, for example, to have complete liberty to stray from (or return to) the primary melody.14 The traditional division between soloist and accompaniment disappears, allowing for a multi-hierarchical situation that Braxton describes as having ‘different fields of activities’.

Obviously there is no unequivocal way to approach Braxton's GTM repertoire, and by extension, his entire catalog as a performer. What follows is a description of my personal experience as a performer of Braxton's GTM and how I actualized the multi-hierarchical and trans-idiomatic performance practice. While the experiences were executed both in the context of a solo project and also in a collective environment within a group of seven musicians, this is by no means a definitive description of how GTM should be played, but rather an illustration of how a possible performance of GTM can be executed. 

To emphasize the trans-idiomatic aspect, I decided to work with a mixed group of musicians, some with a background in (contemporary) classical music and others specialized in jazz and improvised music.15 We performed Composition 284, a third species GTM composition. I divided the group into several trios and duos and assigned each subgroup with a selection of secondary and tertiary compositions. My role as leader in the project was limited to giving general cues indicating start and end of the concert, and to regroup at specific places on the primary melody during the performance. All subgroups, but also the individual musicians, are permitted to decide for themselves whether and when to introduce their assigned secondary and/or tertiary material. Furthermore, the many improvised passages based on Language Music also facilitated in creating new ad hoc subgroups. Therefore, each performance started off all together on the primary melody of Composition 284, but quite swiftly, one by one the individual players or subgroups diverged towards their own musical path following the circle, triangle or square. Each individual in the group was free to familiarize themselves with the complex material through his or her personal background and to adjust the music on different levels during the performance. This pluralistic approach ensured that Braxton's open compositions were never given a uniformed musical interpretation, which translated into a constantly evolving organic and dynamic interplay within the group as it worked its way through the meta-road of Braxton's musical universe.16 

A trans-idiomatic and multi-hierarchical performance practice in a solo setting seems somewhat contradictory. Initially though not my intention to make a solo GTM version, when I experimented with some of Braxton's scores and used a looping device to simulate the multi-layered aspects of a group performance, I noticed a version of a multi-hierarchical situation arising here: when occasionally looping the guitar while playing, I would easily lose control over the loops which would then influence my live playing again. Instead of regaining control over the loops, I decided to push much further into the complexity of this situation. I added an extra looping device allowing for two separate layers of live-recorded material during a performance. I also pre-recorded parts of the secondary and tertiary compositions to use as samples, to which I applied electronic effects with randomized parameters, rendering the overall sound result even more unpredictable. Through encountering the possibility to generate broad layering prospects by using loops, samples and electronics, I was also able to switch between different instruments (electric, acoustic and bass guitar) and add varying registers and timbres as well. The trans-idiomatic element in these Ghost Trance Solos is subtler and underlines the lack of reliability in your own experienced knowledge as a performer, pushing and encouraging you to constantly step out of your personal comfort zone, to constantly question and reinvent yourself in a sort of musical soliloquy.17

Correspondence Logics - Secondary Material

To conclude, we follow the triangle leading us to secondary material in the GTM score, which Braxton associates with synthesis or correspondence logics. Here I ask myself the question: how does Braxton's work correspond to other existing examples of open works in the post-war canon of Western art music?

First coined in 1959 by writer and philosopher Umberto Eco in his essay Poetics of the Open Work, Eco used the term open work to describe compositions that incorporated open elements where the performer is allowed to make his or her own choices when performing. In this essay Eco examines how works of art often reflect the world view of their time, which he illustrates by making a connection between the use of open elements in the work of composers such as Luciano Berio, Karlheinz Stockhausen, Henri Pousseur and Pierre Boulez and their contemporary evolutions in science such as Einstein's theory of relativity and quantum physics.18

Even more vocal on open elements, composer John Cage made the term indeterminacy commonplace in recent music history. However, unlike Eco's associations with developments in science, Cage was inspired by Zen Buddhism for his understanding of indeterminacy in a musical context. In his influential book Silence, he formulated a broad and inclusive definition for experimental music as ‘an experimental action the outcome of which is not foreseen [and is] necessarily unique.’ Although Cage's definition of experimental music implies a wide range of potential practices, he was openly averse to the developments in (free-)jazz, which he openly addressed in the controversial quote stating '[j]azz per se derives from serious music. And when serious music derives from it, the situation becomes rather silly.’19 

Returning to the aforementioned essay by George Lewis Improvisation after 1950, it is difficult to ignore how both Eco and Cage approached their subject from a strictly Eurological perspective. By linking their vision of openness in music to either a scientific or Zen-inspired discourse, they both created an intellectual framework that could be called a space of whiteness in the context of Lewis's essay.20 Braxton considered and noted how non-white sensibilities was rarely taken into account in this kind of discourse, a typical example of stereotyping which he described in his Tri-Axium Writings as the grand trade off:

In this concept, black people are vibrationally viewed as being great tap dancers - natural improvisers, great rhythm, etc, etc, etc - but not great thinkers, or not capable of contributing to the dynamic wellspring of world information. White people under this viewpoint have come to be viewed as great thinkers, responsible for all of the profound philosophical and technological achievements that humanity has benefitted from - but somehow not as “natural” as those naturally talented black folks.21 

In his book A Power Stronger Than Itself: The AACM and American Experimental Music, George Lewis paints a detailed picture of the complex reality in which many African American musicians found themselves in the New York scene of the 1960s. He describes two avant-garde movements which existed side by side, one being the predominantly white New York School and Fluxus scene that had access to a network of public and private foundations and academic positions in universities, and the other consisting of many black radical artists such as Ornette Coleman, John Coltrane, Albert Ayler, Cecil Taylor, Sun Ra and numerous others who were forced to create their work in jazz clubs and the commercial sector.22 Moreover, black musicians did not have the same referential freedom to experiment as their white colleagues.23 

Braxton had also been confronted with this complex reality throughout his career. He only managed to realize a work like Composition 82 for four orchestras due to a record deal with the jazz label Arista, a project which also marked the end of this contract and saddled him with years of debts. Braxton has openly quoted Cage and Stockhausen as being important influences on his work, an association that led to Braxton's music being ironically labeled 'too white' by the (often white) jazz critics. Yet he was well aware of the problematic attitude of composers like Cage and Stockhausen towards African American music. Braxton says the following about this ambiguous relationship in a conversation with Mike Heffley: 

It would have been very nice for me to just say fuck Stockhausen and Cage, it would have made my life easier, but that wasn’t the relationship I wanted to have with my discipline. Being open to it gives me a chance to reshape it to my own aesthetic based on whatever my needs are at the time.24

In this last sentence Braxton gives a completely different dimension to the concept of open in a musical context. It is my conviction that Braxton's Ghost Trance Music, and by extension his entire Tri-Centric Thought Unit Construct, can be seen as one of the many proverbial elephants in the room when we look at the still prevalent perception on the canon of post-war Western art music. It is hard to deny today that this perception is strongly determined by a constructed dichotomy that separates Western art music from evolutions and radical experiments in jazz and African American music. Braxton's unique way of combining compositional structure with free and open forms is both embedded in a long tradition of African American music as well as in the Eurological modernism of composers such as Cage and Stockhausen. It would dishonor an oeuvre like Braxton's to want to place it within the existing historical paradigms, these are simply too limited. A broadening or renewal of these paradigms, and subsequently the canon itself, seems to be necessary. This can already start with a small act of curation, according to George Lewis in the eponymous article he recently published and where he pleads for the creation of a new, creolized and usable past of new music.25 In other words, a useful musical past that does not only depart from Schoenberg's 'Ich fühle luft von anderem planeten', but also from Sun Ra's 'There Are Other Worlds (They Have Not Told You Of)'.