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3.1. Integrated Silences    3.2. Inherent Silences    3.3. Silent Discourse    3.4. Meta-Silences    3.5. Silencings

3.3.1 Concealed Melody—Robert Schumann: Humoreske

EXPLANATORY VIDEO
NOTATION: an extra inner staff that resembles a vocal melody but is not meant to be played on the keyboard
MARKERS: notational: the score itself, aided by the explanatory text; contextual markers: historical including commentary by Clara Schumann

In Humoreske Opus 20 for piano (1839), Robert Schumann added a silent melody to be thought or silently hummed by the pianist. This line, whether the height of romanticism or subtly avant-garde, he labeled Innere Stimme

This melody is intended to be sensed inwardly, ‘as one often does when one’s heart is full while playing,’ as Clara [Schumann] explained. The soprano line, or the ‘outer’ voice, traces out this inaudible inner voice, trailing behind it by just a fraction like a shadow missing its subject, an echo without a source. (Lin, 2020)

According to modern interpretive ideas, the performer is not supposed to perform (neither sing nor hum) but rather to internalize and imagine this inner voice. The modern audience is usually not even aware that the inner voice exists. It is a silent counterpoint to the piano parts, a kind of hauntology in which a ghostly voice from the past merges with the present.

Figure 9: page 8 of Humoreske by Robert Schumann (Edition Peters: 2002)

The pianist must apparently know and feel the Innere Stimme, feeling it fundamentally below and within the played notes of the two outer staves. The same musical passage returns later, towards the end of the work, but without the inner voice, creating an “absence of absence,” according to music writer Douglas Murphy. He gives a related example from the 20th century: “It also occurs in jazz—Charlie Parker ‘weaving’ his way around a standard melody, suggesting it without ever playing it directly” (Murphy, 2008). 

Just as jazz audiences today will recognize the hidden theme, audiences for Schumann’s performances would have been familiar (at least in his inner circle) with this phenomenon. Indeed, the inclusion of secret melodies was common, and their group of artists and musicians (including Johannes Brahms and Clara Schumann) often circulated themes and melodies in their correspondence (Berry, 2014). Thus, it is more than likely that Schumann’s audience would have been familiar with the hidden tune. 

Perhaps it was even performed at the time. In these contrasting examples, Richter includes the hidden melody, while Horowitz does not.

Audio example: Sviatoslav Richter performing Humoreske (Sviatoslav Richter Edition, Vol. 3, Melodiya reissue, 2008)
Audio example: Vladimir Horowitz performing Humoreske (live performance: Washington, April 22, 1979)
Figure 10: Innere Stimme, by Olaf Nicolai. Based on Humoreske by Robert Schumann (Roma Publications: 2010)

As a performer, every composition I learn acquires a dense layer of instructions, notes, references, cues, and memories, which coalesce over time into my artistic and embodied knowledge of the piece. When I perform the music, all these different layers run along in my head, like the parallel pistes running through a multi-track tape recorder. Even if the audience only hears the performance of the primary notes printed in the score, all of the other tracks continue in my mind. These ever-active voices are in constant dialogue, as the composer Yannis Kyriakides points out, interacting with the different aspects of the self that they represent (Kyriakides, 2017, p. 38). Yet, for all their activity, they are effectively silent tracks, unheard by the audience.

 

I have chosen to include this example because silence is implied through something else: the notation of a melodic line. But Schumann’s parallel world could also be categorized as a meta-silence: the silence/silencing itself is not notated yet arises from the work. Working with the idea of meta-silence, the image shows a graphical response to Schumann’s score by performance/sound artist Olaf Nicolai. He deliberately confuses eloquent silence and silencing as if Schumann’s concept were about censorship. He has blacked out the performable score, leaving only the absent voice visible. The blackouts are definitely “not”: any connective knots have been hidden by ink. Even the instructions are effaced.

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